Click here to read Reflections No. 1

Centre for International Development and Training
(CIDT)
REFLECTIONS No. 2
Our collaborative Lesson Learning series aims to analyse and synthesise our
experience in the field. The following reflections are based on the application
of a model of community strengthening through the use of local facilitators, as
an integral part of education, health and social regeneration projects in
Jamaica, China, UK and Romania.
COMMUNITY DEVELOPMENT USING FACILITATORS
Patricia Daniel, Mary Surridge and Sarah
Thomas
November 2003
- At the outset, community members are often negative, suspicious and/or
passive – they feel there is nothing they can do to change their current
situation, they don’t trust officialdom and are sceptical of new initiatives
being proposed from above. They often suffer from ‘consultation overload’ –
specifically, their views have been solicited more than once but do not seem
to be have been taken into account in planning and delivery of services. Why
should they bother to give up their time again?
- Managers and frontline professionals have a fear of ‘letting go’ of their
own authority / status / recognised expertise. They tend to believe that only
they have the answers to particular health / social / educational problems and
only they are responsible for providing solutions. They tend to mistrust
community members, dismiss their (non-professional) views as ill-informed,
overlooking the fact that the community’s knowledge and experience is relevant
to the development of new ways of addressing problems. Consultation appears to
be too time-consuming (yet professionals are often amazed at the contributions
that community members can make).
- Mutual mistrust is compounded by ineffective methods of communication.
Professionals may perceive that they are doing their level best to provide new
solutions, improve services etc while community members feel undermined,
intimidated, disrespected and unheard in their dealings with professionals.
New policies or services may not be known about, or simply avoided because
they are not ‘owned’ by the community.
- Public sector professionals are often under pressure as regards their own
job security and position. There is often perceived competition between
different public sectors (and between public and voluntary sectors) as regards
funding and rôles / responsibilities. This can lead to entrenched positions
(known as the ‘silo mentality’) and reluctance on the part of professionals to
work in cross-sector partnerships to provide a more holistic service to the
public. The fear of ‘letting go’ also applies in this context. Listening to
community members may seem to be an additional burden.
- We have found that participatory workshops, which bring together managers
and frontline staff (from different sectors) with community leaders and
individual community members as equal participants, can help to break down
these barriers, enabling people to benefit from different perspectives,
identify shared problems and develop shared solutions. These workshops also
help to identify who are the key stakeholders in a development project: Who
needs to be included and why? Who can help (or hinder)? How do we reach those
who are difficult to reach?
- Participatory methodology (PLA) can also be used effectively to engage and
mobilise community members as agents in their own community development. One
successful mechanism is the recruitment of local people as paid community
facilitators. This draws on local experience and knowledge, enhanced by
training for the work and on-going professional support. As an intermediary
between the community and professionals, the facilitator needs to be respected
and trusted by both sides (and to have a real voice in discussions with
professionals, while not imposing her/his own views about what the community
should do). While a facilitator may not have a high level of formal
educational qualification, s/he will have good literacy / numeracy skills,
excellent communication skills, a real motivation for the work and a
background of community involvement /activism and /or enterprise.
- It has been found that there are benefits if the facilitator comes from
nearby but outside the specific community, even though they bring similar
experience. Benefits include a greater objectivity as well as avoiding
unrealistic demands or threats to personal safety. S/he is also less tied to a
specific geographical location and can work with important stakeholders
outside the community as well.
- It helps to have a physical base for the facilitator to work from, where
community members can make contact with the facilitator, where the community
can gather informally as well as for other purposes such as meetings or
training. The base provides a focus for developments, where visual material
can be displayed. Those members who are reluctant to speak in public meetings
may feel more able to come and share their ideas or concerns on a more
informal basis.
- The facilitator can more easily identify viable entry points into the
community. It is also important to introduce the use of participatory methods
(PLA) with gatekeepers and frontline workers (eg. local councillors, police,
health visitors, wardens, voluntary sector workers etc) This helps to involve
them in the process and can facilitate access to certain groups. It also gives
them a voice since frontline workers are often equally un-consulted in new
service directives.
- A first step in community development is to establish a baseline: Where is
the community now? Why? What welfare conditions do we want for the future? Who
are the partners (inside and outside the community) we can work with in order
to achieve these conditions? What is working well at the moment (that we can
build on)? Multiple perspectives need to be heard, including views of
children, women and older people, through the use of PLA visualisation
techniques.
- It is important to recognise that any ‘community’ is not homogeneous and
is characterised by different groups with different levels of power. It is
vital to ensure that the least powerful are involved. This often requires
affirmative action, such as sending facilitators to talk with those who don’t
attend meetings; doing ‘well-being’ exercises and targeting those with lowest
levels of well-being; training local women to consult others who may not even
talk to the facilitator...
- The facilitator can help the community to develop small-scale, short-term
realisable projects to address particular needs that have been identified. We
have found that the rapid, flexible provision of seed-funding for these
projects is an important next step, valuing their analysis, sustaining
motivation, enabling communities to concretise their plans and experience
early success. It is through these small projects that people can gain
confidence and build community development / decision-making skills,
- As the work of a community facilitator is fluid and variable, we have
found it useful to have a common record-keeping system which enables each
facilitator to provide an account of how they have spent their time and with
what results. Specific tasks such as a report on the community profile or a
project proposal, submitted by a certain deadline, also helps to structure the
work and monitor progress.
- It has also been found desirable to have a Code of Practice for
facilitators, which helps them define their rôle and avoid moving into areas
(eg. counselling) which they are not qualified to fulfill; to identify and
deal with confidentiality issues appropriately; to recognise the need for help
from professionals.
- As communities develop their projects, they may need capacity building in
certain areas eg use of computer, accounting, understanding special needs...
We have found it is more effective to integrate capacity building alongside
project implementation, rather than provide training in advance. In the former
approach, the need to develop certain skills becomes real and immediate and
there is greater motivation to acquire them. This can often happen through
skills sharing among community members themselves, and, for example, involve
local businesses in providing support in kind to projects.
- Individual projects need to be integrated with other concurrent activities
in order to benefit from synergies and promote a holistic approach to
development, sharing resources and experiences and developing new ideas.
- Where community members are providing voluntary labour, rewards and
incentives are necessary to recognise and sustain their contribution. At a
minimum, these include childcare provision (and family-friendly hours);
expenses; refreshments; access to equipment (eg computer, telephone). Another
important incentive is access to training and the opportunity to obtain
recognised certification, with a view to future employment, along with support
for job applications. Where community members are employed for specific tasks,
it is possible to negotiate a free day’s work (eg 4 paid days out of 5) as a
contribution to the community endeavour.
- Facilitators are only employed for a specific time period, the idea being
that the community will become self-reliant and that projects will become
self-sustaining. There needs to be a transition period or exit strategy as the
facilitator begins to withdraw and community members take full control of the
project. This can be an opportunity for active community members to take on
some part-time paid work. At the same time it is an opportunity for
professionals to reassess the nature of their on-going involvement and
support, to ensure sustainability.
- It is natural for people to want recognition for their achievements.
Dissemination of projects through newsletters, local radio and ‘open days’ has
been shown to be effective in this respect. At a different level, the use of
an Action Research approach to record and evaluate the community development
process, can help to identify lessons learned, strengthen community/
professional understanding and provide support for replicability of projects
in other communities.
- Equipped with the training, work experience and enhanced confidence that
the job brings, we have seen facilitators go on to higher education and
further employment in community/ social care /education fields. This brings
valuable experience and knowledge into the professional arena as well as
benefiting facilitators on a personal level.
- Where professionals have had an on-going involvement in these projects,
their attitudes towards, and relationships with, members of the community /
primary beneficiaries / service users can demonstrate a radical change: they
testify to a deeper understanding of, and greater respect for, community
perspectives – and a commitment to continue / upscale the process.
Read more
Jamaica
Daniel, P. (2003) Changing the Future: Impact Assessment of the Jamaica All Age
Schools Project (PDF) Kingston, Jamaica: MOEYC/CIDT (ISBN
–904780-0-6)
Kennedy, D. (2003) A Sense of Self Worth: Action Research in the Jamaica All Age
Schools Project (PDF) Kingston, Jamaica: MOEYC/CIDT (ISBN
–904780-02-4)
Flett, P. (2003) Roads to Success: A participatory approach to school improvement
planning (PDF) paper presented at Comparative and International
Education Society Annual Conference, New Orleans, March 12th-16th
Surridge, M. (2003) Participation and Change: China and Jamaica
(PDF)
Romania
Surridge, M. (2003) Community Profiling /Mapping (PDF) from the Romania AZM /
World Bank Partnership Project
Surridge, M. (2003) Engaging Communities in the Mine Closure, Training Guides
from the Romania AZM / World Bank Partnership Project (available soon)
Part 1: Participatory Community Profiling; Part 2: Community Decision
Making
United Kingdom
Baker, B., Dearden, P. and Thomas, S. (2003) Consultation for a Change (PDF) Conference Proceedings,
Wolverhampton: CIDT/RRI/Oxfam/SPA
Baker, B. and McEntegart,T. (2003) Community Perspectives on the Future Development of Breidden
Forest (PDF) Telford: CIDT
Daniel, P. (2001) Developing a participatory approach to urban regeneration
(PDF) CIDT/CASR Seminar 24th May
Daniel, P. (2002) Using PLA in evaluating HAZ projects and programmes,
Wolverhampton Health Action Zone www.healthactionzone.co.uk
Thomas, S. and Wiseman, P. (forthcoming) Evaluation of SureStart and
Children’s Services
Rest of the World
Allen, C.R., Daniel, P. and McEntegart,T. (2003) Conflict and Livelihoods in Northern Nigeria, CIDT
Reflections 1
Daniel, P, Dearden, P.N. and Lopes, S. (2003) Widening Participation at the Universidade Federal da Region
Amazônica (UFRA), Belém, Brazil (PDF) presented at International
Workshop on Teaching and Learning Participation in Higher Education held at
Institute of Development Studies 2nd-4th April